Professor William Byrnes of Texas A&M
daily tax and financial planning analysis and articles
Monday, January 26, 2015
FINRA Changes Regulatory Priorities - Pushing "Best Interest of Client" in 2015 Over "Suitability Standard"
FINRA stated
that a central failing FINRA has observed is firms not putting customers’ interests first.
Read the analysis of FINRA's 2015 Regulatory Priorities on
International Financial Law Prof Blog
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